Workshop 2: Developing Effective Policies and Procedures 2025

In October 2024, the FCA published key findings of its culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents. The FCA asked that trade bodies work with senior leaders in the market on implementing good practice.

These exclusive sessions, hosted by Padda Consulting in collaboration with the LMA, IUA and LIIBA, will provide an overview of the key requirements and expectations outlined by the FCA.

Each 90-minute session will include an opportunity for Q&A, as well as break-out sessions to discuss themes pertinent to delegates’ organisations.

Delegates can attend all or selected modules. Please note that each session will cover a different area.

Topics covered

• Thursday 22 May: Workshop 2: Developing Effective Policies and Procedures to Address Non-Financial Misconduct
• Tuesday 24 June: Workshop 3: Enhancing Detection and Reporting Mechanisms
• Thursday 24 July: Workshop 4: Conducting Fair and Effective Investigations
• Tuesday 09 September: Workshop 5: Strengthening Governance and Oversight
• Thursday 25 September: Workshop 6: Promoting a Positive Workplace Culture and Continuous Improvement

Due to restricted numbers, if you register and subsequently are unable to attend, please email yasemin.oney@lmalloyds.com.

Audience

Compliance directors, legal and regulatory directors and HR directors. Open to LMA, IUA and LIIBA members only.