One event on May 22, 2025 at 2:00pm
One event on June 24, 2025 at 2:00pm
One event on July 24, 2025 at 2:00pm
One event on September 9, 2025 at 2:00pm
One event on September 25, 2025 at 2:00pm
In October 2024, the FCA published key findings of its culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents. The FCA asked that trade bodies work with senior leaders in the market on implementing good practice.
These exclusive sessions, hosted by Padda Consulting in collaboration with the LMA, IUA and LIIBA, will provide an overview of the key requirements and expectations outlined by the FCA.
Each 90-minute session will include an opportunity for Q&A, as well as break-out sessions to discuss themes pertinent to delegates’ organisations.
Delegates can attend all or selected modules. Please note that each session will cover a different area.
Tuesday 29 April: Workshop 1: Understanding Non-Financial Misconduct and FCA Expectations
Thursday 22 May: Workshop 2: Developing Effective Policies and Procedures to Address Non-Financial Misconduct
Tuesday 24 June: Workshop 3: Enhancing Detection and Reporting Mechanisms
Thursday 24 July: Workshop 4: Conducting Fair and Effective Investigations
Tuesday 09 September: Workshop 5: Strengthening Governance and Oversight
Thursday 25 September: Workshop 6: Promoting a Positive Workplace Culture and Continuous Improvement
Due to restricted numbers, if you register and subsequently are unable to attend, please email yasemin.oney@lmalloyds.com.
Compliance directors, legal and regulatory directors and HR directors. Open to LMA, IUA and LIIBA members only.