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Extending the Senior Managers & Certification Regime to all FCA firms

20 February 2018

London, United Kingdom
Extending the Senior Managers & Certification Regime to all FCA firms

A two hour briefing presented by Branko Bjelobaba FCII, FCA Compliance Consultant and CII Accredited Advanced General Insurance Trainer.

This event is of specific relevance to general insurance intermediaries only.

Significant changes are being proposed in the Policy Statement (PS17-27) released by the FCA on 13 December 2017 with the new regime taking effect in 2019. There is clearly much to do and don’t forget that the Conduct Rules will apply, for the first time, to ALL relevant staff. Are you aware as to the changes that will have to be made? Will you be able to make the changes?

By the end of this event delegates will have gained an insight into:

-SM&CR proposals (wider applicability than current Approved Persons Regime)
-Certification requirements
-Fit and Proper requirements
-Conduct rules

Session rates:

CII/PFS member – £200 + VAT
Non-members – £300 + VAT

Please contact info@branko.org.uk (0800 619 6619) with any queries.

This event requires membership. Please visit the organiser's website for more information.

Details

Date:
February 20, 2018
Time:
1:00pm - 3:30pm UTC+0
Category:

Venue

The Insurance Hall
20 Aldermanbury
London EC2V 7HY  United Kingdom
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Other

Members only event:
Yes